Advertising and marketing rules

This video reviews the company policy to meet regulations for communications with prospects and customers with respect to the securities of an investment company. Series 26, Rule 482 applies to an advertisement or other sales material with respect to the securities of an investment company. An advertisement must include a statement that advises an investor to consider the investment objectives, risks, and charges and expenses of the investment company carefully before investing. The rule also explains the prospectus contains this and other information about the investment company. Also required to be in compliance with advertising rules are the identity of a source from which an investor may obtain a prospectus and states the prospectus should be read carefully before investing. The accompanying profile contains this and other information about the investment company. Describes procedures for investing in the investment company and indicates the availability of the investment company’s prospectus.


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Advertising and marketing rules

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