ADVANCED

Compliance Software and Consulting Services

Cordium is a leading provider of regulatory compliance software and consulting services to the global asset management and financial services industries. With Cordium, the process of meeting regulatory demands can make a positive contribution in the drive towards business excellence – turning compliance from a ‘have-to-have,’ into a ‘must-have business advantage.’

Contact us to learn more!

Cordium Software

Limited time offer: Cordium will offer a free software trial for one year including implementation and training. These trials will be made available for State Registered Advisers and on a limited basis for SEC Registered Investment Advisers. Please contact us to start your free trial.

Our team develops practical compliance software to keep your business on track. With the combined knowledge of our compliance experts and software development team, we create ‘best in class’ compliance software that is easy to use and maintain. All of our products are built by compliance professionals, for compliance professionals.

Pilot is an interactive calendar designed to organize and manage team compliance by organizing tasks into a scalable, dynamic environment where you can track, monitor and evidence your entire program.

Tools for Growth is an interactive calendar developed from the Pilot software to meet the needs of smaller, state-registered entities.

Compliance ELF is an efficient, user-friendly employee compliance portal to help you handle your employee supervisory requirements.

Cordium Software fact sheets

Compliance ELF Client Testimonial

View the video below for short demo of our powerful compliance tools.

 

Cordium Compliance Consulting and Webcasts

Cordium’s consulting team provides investment advisers with various levels of tailored compliance and regulatory support services to successfully navigate the complex US regulatory environment.

View the below webinars to find out more about some of our areas of expertise.

The Role of Technology in the Ever Expanding World of Employee Supervision (Dec 1st, 2016)

Cybersecurity Awareness Webinar Series (Nov 8th, 15th, and 22nd, 2016)

What to Expect When You Go Through an SEC Exam (Sep 8th, 2016)

How to Perform a 206(4)-7 Annual Review (Jul 28th, 2016)

Should ERAs be thinking about the possibility of an SEC Exam? If yes, what should an ERA do to Prepare? (Mar 11th, 2016)

Contact us to learn more!