ADVANCED

Cordium webinar: MiFID II Go

Overview

MiFID II will bring significant and far reaching changes to financial services firms and it’s essential that firms are prepared for compliance with the new rules in 2018.

Working with our alliance partner Knadel, Cordium has identified 6 main areas which are likely to affect different types of asset managers where  particular attention is needed:

  • General client communication
  • Market data and transaction reporting
  • Investment advice
  • Product governance
  • Trade execution
  • Conflicts and Inducements

Together we’ve produced a webinar to provide a guide through the MiFID II puzzle, to help firms identify the requirements and challenges and plan their implementation programmes.

Watch our webinar below and feel free to download the presentation.

Speakers included:

  • Bobby Johal, Managing Consultant, Cordium
  • Jon Wilson, Project Director, Cordium
  • Gilly Green, Director of Wealth & Distribution Practice, Knadel
  • Paul Sutton, Director of Institutional & Alternatives, Knadel

To download the presentation please click here.