ADVANCED

Compliance is at the core of what we do.

Cordium Malta’s original service offering was compliance consulting and although we have now added to our suite of services, our main focus continues to be regulatory compliance support. We strive to embed a culture of compliance at our clients’ firms while offering a practical, proactive service that is relevant to the type of firm that we are working with.

The MFSA requires entities holding an Investment Services License to have a Compliance Officer at all times and who shall be responsible for the compliance function and for regulatory reporting.

We can provide ongoing compliance, tailor made solutions to help you manage your compliance obligations or we can provide MFSA approved individuals with significant experience in compliance related to investment services who can fulfill your Compliance Officer and Compliance Function requirements in line with the MFSA’s regulations and rules.

"Our new employee on-boarding process is now seamless.  As soon as a new employee starts at the firm, we set them up on Compliance ELF and show them how to use it.  They then complete the required documentation, submit it through Compliance ELF, compliance reviews it and then we are done."

Director of Legal/Compliance , $1.5BN Hedge Fund Manager