Reporting Violations & Non-Retaliation

Employees are encouraged to report any violation or potential violation of the code of conduct. In recent years the U.S. Supreme Court has actively expanded retaliation protections, and whistleblower claims now represent the number one claim filed with the Equal Employment Opportunity Commission. There are federal laws, state laws and international laws in place to protect employees who report suspected violations. In addition, the Dodd-Frank bounty hunter program has created an increase in the need for organizations to educate employees about the internal mechanisms in place to resolve complaints. Dodd-Frank and SEC mandates make your organization’s internal reporting process more important than ever. This Reporting Violations and Non-Retaliation training course reinforces reporting structure and provides information employees need to know about the proper channels for reporting illegal and unethical activity. The video can be customized to provide the unique phone number to your organization’s hotline, as well as provide an image with the third party contact information and website. Firms can also use these custom illustrations as posters and post cards placed throughout the organization.


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Reporting Violations & Non-Retaliation

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Build a Corporate Culture of Compliance

Cordium offers a suite of online training videos to supplement your employee compliance training program. Our dynamic courses cover a wide variety of critical compliance issues. Cordium can customize training videos specifically for your needs.

Why Companies Choose Cordium Training Courses

In order to create a compliant culture, employees need to be trained to understand company policies or regulatory legislations. Create an engaging learning experience and make an impact with Cordium’s online video training.

Why Choose Cordium?

Engaging: Cordium Online Training Courses are visually compelling with simple design, clear audio narration and concise content to ensure employees absorb and retain the material.

Cost Effective: Our flexible suite of compliance courses can be purchased in a bundle or on an individual basis or included with an annual software subscription.

Convenient: Our training courses can be integrated with your classroom training or viewed at each employee’s convenience.

Customizable:
From adding your logo, recording audio in specific languages, or adding scenarios your employees can relate to, courses can be creatively designed to accommodate your company’s needs.

Track Progress: Our courses can be integrated with Cordium Compliance software to assign, monitor and certify training completion.

Courses Offered Include:

  • Code of Ethics
  • Conflict of Interest
  • Anti-Bribery / FCPA Compliance
  • Data Privacy
  • Insider Trading
  • Anti-Money Laundering
  • Corporate Policy Awareness
  • Code of Conduct
  • Data privacy
  • Gifts & Entertainment
  • Advertising & Marketing
  • IT systems & Social media
  • Record keeping
  • Political & Charitable Contributions
  • Audit & Employee Responsibility

About Cordium

Cordium is the leading global provider of regulatory compliance consulting, software and accounting and tax services to the asset management and securities industry. Today, Cordium supports more than 1,500 businesses, from start-ups to large firms with well-established track records. This puts us in a unique position to understand a wide variety of compliance training needs. With Cordium it’s more than merely fulfilling an obligation. Regulatory compliance is changing and we are spearheading the change.

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