Our FCA Regulatory Transactions Team is the only specialist team in the UK dedicated solely to FCA applications and associated transactions, such as take-overs. The team is the largest provider of applications for wholesale investment firms to the FCA and processes over 100 applications each year.
By combining experience from inside the regulatory bodies with tried-and-tested procedures, Cordium can project-manage applications through to completion for financial institutions seeking to conduct ‘regulated activities’ in the UK. Our process minimises the input required from the applicant, freeing up valuable resources to ensure the rest of the business is given the attention it deserves.
Cordium has considerable familiarity with the FCA application issues as they relate to incoming US managers whether conducting management, dealing, advisory or merely marketing activities. We can also provide advice on marketing and pre-authorisation awareness raising activities, where needed.
Working in conjunction with your other service providers as necessary (eg. Legal advisers, accountants), we provide a seamless service totally focused on making your FCA application experience quick and uncomplicated.
For more information on our FCA Application service offering please contact Derek McGibney on +44 (0) 20 7408 2448