ADVANCED

Ongoing Consulting

Cordium-Roundabout

Cordium provides a complete ongoing compliance support service covering all aspects of the compliance obligations of UK investment firms. This service was pioneered by Cordium in the UK in 1997 and since that time we have built up a client base of many hundreds of firms. We have developed and refined our service offering over many years in response to changes in regulatory thought and process. Currently our service includes the following main elements;

  • Regulatory updates
  • Proactive Advice and Business Monitoring
  • Ad-hoc (Reactive) Advice
  • Compliance infrastructure design and benchmarking
  • Maintenance of compliance policies and procedures
  • Compliance monitoring
  • Regulatory training

We can provide the regular advice and assistance that you need to help your business manage the regulatory body’s ever changing expectations, rules and regulations. Our pioneering ongoing compliance management service assists with all aspects of your compliance requirements on a project by project or permanently retained basis.

Although the basic structure of our service may be the same across all clients, every client is different in a number of ways. We reflect this by gearing the focus and method of delivery of our service, to the specific nature, size and scope of our clients’ business activities, the risks arising there from and the particular needs and requirements of management.

If you would like to speak to someone about our ongoing compliance support service please contact sarah.donnelly@cordium.com on +44 (0)20 7408 2448

View our ongoing consulting brochure here.