Duration: 3 hours
Location: Cordium UK offices, 130 Jermyn Street, London, SW1Y 4UR
Cost: £349 + VAT
The FCA continues to be concerned about the capabilities of firms’ ability to demonstrate they have sufficient resources, expertise and procedures in place to avoid client money/ custody disasters and meet the requirements of the CASS Rules. Along with the new function of the CF10A, Management and Compliance are also expected to ensure they keep up to date with changes in the CASS requirements and are ready to react in case of need – this obliges ALL relevant personnel to understand the contents of the CASS rulebook.
Course aimed at: Senior Management, CF10a, Finance and Operations staff
Maximum numbers: 12
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.