It is essential that everyone in a Private Equity advisory and/or management firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.
This course gives a solid overview of the UK regulatory regime and the material regulatory obligations that arise at UK regulated PE firms. The course is followed by a 1hr test to assess the delegates understanding of the topics covered.
Attendance on this course will enable you to:
Course aimed for: For staff and senior management working in a UK regulated Private Equity firm
Duration: One day
Location: Cordium offices
Open Course Price: £700 + VAT per delegate
Maximum numbers: 15
If you would like to discuss your training requirements in more detail, please contact Philip Naughton on 0207 408 2448 or your usual Cordium consultant.