Time: 9.30 a.m. – 4.30 p.m.
Location: Cordium UK offices, 130 Jermyn Street, London, SW1Y 4UR
Cost: £649 + VAT
Senior management in Financial Services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the Regulatory environment in which they are work. This knowledge helps in emphasising the need for compliance with policies and procedures, and protect both the firm and the individual from failing to “do the right thing”.
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.
Course aimed at: any individuals who are working or are seeking to work in a regulated environment.
Maximum numbers: 12
This course can also be delivered at a firm’s office and can be tailored to specific requirements.