Duration: 2 hours
Location: Cordium UK offices, 130 Jermyn Street, London, SW1Y 4UR
Cost: £299 + VAT
The Regulator’s objectives include ensuring that firms operate in their client’s/customer’s best interest, including treating them fairly and communication with their clients in a clear, fair and not misleading way.
Therefore, if you advertise your products and services in any way your firm is likely to be on the Regulator radar.
This course is designed to explain, in a clear and practical way, what the rules are and what needs to be done to achieve and maintain compliance with them.
Course aimed at: Senior Management, CF30s, Marketing, Sales and Compliance
Maximum numbers: 12
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.