ADVANCED

Cordium works with US and international broker dealers, to help them meet their regulatory obligations and reduce their compliance risk profile.

We also provide on-going daily compliance support. We understand the importance of the compliance function to the Member Firm and devise unique ways to meet and exceed the expectations of the firm’s functional regulator, while at the same time recognizing the limitations of a firm’s capabilities in compliance program designs and recommendations.

If you would like further information on Cordium's broker dealer services please contact Micah Taylor on 001 212 515 2800.

"We have been a client of Cordium for many years.  Their coverage of the hedge fund space enables them to offer monitoring and advisory services informed by what they see across the sector.  Coupled with an emphasis on client service and understanding how their clients’ businesses are managed, we believe they remain the premier regulatory consultant for alternative investment managers."

Compliance Officer, Multi-billion Dollar US Hedge Fund Manager