GRC INSIGHTS

Stay on top of regulatory changes with risk and compliance news from Cordium's insights and articles.

Is your robo-advisor GRC ready?

The rise of the robo-advisor for quantitative strategy investing seems inevitable. Seen as an efficient and lower-cost alternative to traditional advisers, it’s hardly surprising that many asset...

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New Patterns Appearing in SEC Exams

When sworn in as Chairman on May 2017, Jay Clayton was expected by many to usher in a period of significant adjustment at the Securities and Exchange Commission (SEC), particularly around exams...

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Impact of New EU Rules on Fund Managers

EuVECA, EuSEF and PRIIPs May Give Birth to More KIDs Last month saw changes introduced to the European Venture Capital (EuVECA) and European Social Enterprise Fund (EuSEF) Regulations - designed...

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