Governance, risk, and compliance (GRC) challenges can come from many different directions with penalties for non-compliance increasing every year. We partner with financial services firms to turn GRC challenges into opportunities. We help hedge funds, asset managers, broker-dealers, and other financial firms strengthen regulatory relationships, enhance processes, and evolve the business.
Learn more about how our expertise can deliver robust GRC to your firm.
Compliance challenges can come in all shapes and sizes – from one-off process improvement projects to comprehensive ongoing maintenance of a firm’s GRC framework. Our international team of compliance professionals bring decades of experience from inside firms and regulatory bodies, providing the solutions required for each individual organization’s needs.
New legislation and regulation focused on cyber risk and information security is created at breakneck speed. The penalties for failing to comply are increasing and the business cost of a cyber-attack can be devastating. Our team can help you update and maintain your cybersecurity and technology frameworks.
FINANCIAL & REGULATORY REPORTING
We help firms complete their reporting requirements correctly, on time, and with the right amount of management focus. Our consultants bring more than two decades of expertise to challenges such as ICAAP reports, payroll, and EU transparency reporting.
REGISTRATION SUPPORT SERVICES
When starting a new firm, it’s important to make sure all of the regulatory registration processes are completed correctly. Our team can provide registration and support services to guide you through the process and save valuable time and resources.
Tax planning and management should be proactive and integrated into an organization’s overall strategy. Our specialists understand the importance of getting tax right, both for a firm and for its principals. Services available range from start-up structuring to management for a mature organization.
The success of implementing a new compliance process or raising awareness of revised rules can often depend on the quality of the training given to employees. We offer a range of compliance training solutions, including bespoke in-person training, courses offered to the industry, and online video education.