Compliance Consulting - Cordium

Stay compliant with our consulting and support services.

Compliance challenges can come from many different directions. Sometimes from external forces – such as regulatory change, escalating threats of enforcement action, supervisory demands, or from institutional investors. Other times, the challenges are more internal – problematic processes or documentation, lack of specialist expertise, or requests from key stakeholders.

Today’s compliance officers often choose to work with third-party partners on portions – small or large – of day-to-day activities. This flexible approach ensures compliance requirements are fulfilled in a way that optimizes time and resources for the organization. Whether an organization is looking to meet a specific ongoing compliance need, or wishes to collaborate more broadly across a range of compliance requirements, we can help. Our consultants apply a wide range of skills and expertise – compliance, risk management, governance, legal, and operations – to meet the specific ongoing needs of organizations.

Our unique approach – bringing together consulting services with software – helps organizations think more strategically about how compliance can enhance the future strategy of the overall business.

Specific services that an ongoing relationship could include:

  • Deliver proactive advice and business monitoring
  • Provide ad hoc advice on regulatory change
  • Design and assist with implementing a compliance infrastructure using a risk-based approach
  • Review, update and benchmark any existing compliance policies and procedures
  • Help maintain compliance policies and procedures
  • Provide regulatory compliance monitoring support and/or assistance
  • Train staff on compliance and regulatory matters
  • Conduct an annual mock inspection/audit which includes a thematic based approach to hot regulatory topics
  • Assist with any regulatory correspondence and inquiries

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