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Whitepaper | Cordium Regulatory Summit Boston

Oct 24, 2017

Cordium brought together professionals from the investment management community in Boston to discuss regulatory changes and routes to compliance. 

Topics discussed included:

•  SEC’s risk-based exam program and the revamped Form ADV – What you need to know
•  Compliance in a social world – examining electronic communications compliance

 

Click here to download our whitepaper for a summary of the Regulatory Summit.

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